Robert L. Evenden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Evenden was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2019 - December 31, 2019
BRADFORD FINANCIAL GROUP, LLC
August 16, 2019 - April 24, 2020
PRIVATE CLIENT SERVICES, LLC
December 18, 2017 - August 12, 2019
RAYMOND JAMES & ASSOCIATES, INC.
December 14, 2017 - August 12, 2019
RAYMOND JAMES & ASSOCIATES, INC.
November 13, 2007 - December 15, 2017
OPPENHEIMER & CO. INC.
April 15, 2003 - November 14, 2007
OPPENHEIMER ASSET MANAGEMENT
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
January 3, 2003 - December 15, 2017
OPPENHEIMER & CO. INC.
June 20, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
August 8, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
June 12, 1998 - August 4, 2000
BANC OF AMERICA SECURITIES LLC
January 28, 1995 - June 24, 1998
UBS FINANCIAL SERVICES INC.
March 2, 1989 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
October 23, 1985 - March 15, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRADFORD FINANCIAL GROUP, LLC
CRD#: 304758 / SEC#:
Contact information
Red Flags
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