Jeffrey T. Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Tobias Silverman was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 18 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2021 - June 16, 2025
NATALLIANCE SECURITIES, LLC
February 6, 2018 - November 11, 2020
R.W.PRESSPRICH & CO.
October 16, 2013 - January 16, 2018
SG AMERICAS SECURITIES, LLC
November 14, 2012 - October 16, 2013
COHEN & COMPANY SECURITIES, LLC
February 17, 2012 - December 12, 2012
TEJAS SECURITIES GROUP, INC.
February 17, 2011 - December 12, 2011
GUGGENHEIM SECURITIES, LLC
October 23, 2009 - March 2, 2011
CHAPDELAINE TULLETT PREBON, LLC
February 9, 2009 - October 27, 2009
R.W.PRESSPRICH & CO.
April 30, 2007 - February 9, 2009
IMPERIAL CAPITAL, LLC
July 5, 2006 - April 25, 2007
COWEN SECURITIES LLC
November 3, 2000 - July 6, 2006
CREDIT SUISSE SECURITIES (USA) LLC
March 18, 1997 - December 31, 2001
PERSHING LLC
August 3, 1995 - March 18, 1997
M. J. WHITMAN, INC.
January 13, 1994 - August 9, 1995
THE ARGOSY SECURITIES GROUP, L.P.
April 11, 1991 - December 2, 1993
THE DELAWARE BAY COMPANY, INC.
May 25, 1989 - September 27, 1990
CITIGROUP GLOBAL MARKETS INC.
February 8, 1988 - June 23, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 29, 1988 - February 18, 1988
CIBC WORLD MARKETS CORP.
September 24, 1985 - March 2, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
