Mark A. Hanna
Professional summary
Mark Arthur Hanna was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Mark had worked at 6 firms, which includes H G I, AMERICAN INVESTMENT SERVICES INC., STRATTON OAKMONT INC., DREXEL BURNHAM LAMBERT INCORPORATED, CIBC WORLD MARKETS CORP., L. F. ROTHSCHILD & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1992 - January 28, 1998
H G I
November 6, 1991 - May 20, 1992
AMERICAN INVESTMENT SERVICES, INC.
July 11, 1989 - November 12, 1991
STRATTON OAKMONT INC.
February 8, 1988 - June 3, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 29, 1988 - February 18, 1988
CIBC WORLD MARKETS CORP.
September 30, 1985 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H G I
CRD#: 14079 / SEC#: , 8-30233
Contact information
Documents
Red Flags
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