Robert M. Lane
Professional summary
Robert Marcus Lane JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Robert had worked at 5 firms, which includes GREENWICH HIGH YIELD LLC, CRT CAPITAL GROUP LLC, ACCESS SECURITIES LLC, S.N. PHELPS & CO., CREDIT SUISSE SECURITIES (USA) LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1995 - April 24, 2009
GREENWICH HIGH YIELD LLC
March 10, 1992 - February 21, 1995
CRT CAPITAL GROUP LLC
January 3, 1990 - April 3, 1992
ACCESS SECURITIES, LLC
October 6, 1988 - December 13, 1989
S.N. PHELPS & CO.
October 22, 1985 - February 23, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 5
Date: 11/1/1985
Interest Rate Options ExaminationCurrent Firm
GREENWICH HIGH YIELD LLC
CRD#: 38213 / SEC#: , 8-48128
Contact information
Documents
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