Gary D. Barton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Dennis Barton was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1974. Gary had worked at 8 firms and has passed the Series 63, Series 1, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1983 - February 20, 1991
WILLIAM BARTON FINANCIAL, INC.
October 26, 1982 - September 26, 1983
CENTENNIAL STATE SECURITIES, INC.
June 2, 1981 - November 9, 1982
VANTAGE SECURITIES OF COLORADO, INC.
July 5, 1977 - June 12, 1981
FIRST FINANCIAL SECURITIES, INC.
March 28, 1977 - August 18, 1977
BLINDER, ROBINSON & CO., INC.
February 1, 1975 - April 3, 1978
DOUGLASS & CO. INCORPORATED
December 19, 1974 - February 27, 1975
B. J. LEONARD AND COMPANY, INC.
June 18, 1974 - December 15, 1981
BARTON AND COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1974
Registered Representative ExaminationCurrent Firm
WILLIAM BARTON FINANCIAL, INC.
CRD#: 13893 / SEC#: , 8-29784
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
