Christopher L. Hargrove
Professional summary
Christopher Lee Hargrove is a registered financial professional currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Louisville, Kentucky.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Lee Hargrove's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2022 - Present
FORVIS MAZARS CAPITAL ADVISORS, LLC
Office #1: 101 South Fifth Street Suite 3800, Louisville, KY 40222June 11, 1987 - October 7, 2022
INVESTMENT BANK SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2022)
(5/1/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/27/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427 / SEC#: , 8-50322
Contact information
FINRA licenses (27 States and Territories)
Documents
Red Flags
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Company Information
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427Louisville, KY 40222TRUST BUT VERIFY
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