Paul P. Frazzini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Patrick Frazzini, who also goes by Paul P Frazzini, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2007 - February 5, 2009
FORGE FINANCIAL GROUP, INC.
December 5, 2006 - July 2, 2007
STG SECURE TRADING GROUP, INC.
January 9, 2003 - December 19, 2006
ELECTRONIC ACCESS DIRECT, INC.
June 4, 2002 - July 30, 2003
SUNSTATE EQUITY TRADING
March 15, 2001 - June 7, 2002
RUMSON CAPITAL, LLC
November 24, 2000 - April 2, 2001
HUDSON SECURITIES,INC.
December 11, 1996 - September 24, 1998
LION CAPITAL CORP.
September 30, 1991 - February 4, 1997
COMPREHENSIVE CAPITAL CORPORATION
September 30, 1987 - September 30, 1991
G. K. SCOTT & CO., INC.
October 30, 1985 - October 7, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
FORGE FINANCIAL GROUP, INC.
CRD#: 100020 / SEC#: , 8-52015
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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