Mark F. Sullivan
Professional summary
Mark Francis Sullivan, who also goes by Mark Sullivan, is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in Reno, Nevada.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Francis Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2015 - Present
RAINMAKER SECURITIES, LLC
July 29, 2010 - September 24, 2013
VIANT CAPITAL LLC
March 18, 1994 - May 16, 1996
D.A. DAVIDSON & CO.
May 21, 1991 - March 10, 1992
KIDDER, PEABODY & CO. INCORPORATED
June 22, 1989 - April 10, 1990
SAI SECURITIES CORPORATION
September 25, 1985 - January 25, 1989
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2015)
(12/19/2019)
(12/19/2019)
(10/28/2015)
(12/19/2019)
(12/19/2019)
(11/19/2021)
(12/19/2019)
Exams
Series 62
Date: 6/20/2012
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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