Bradley Hahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Hahn, who also goes by Brad Hahn, Bradley D Hahn, Bradley David Hahn, Brad David Hahn, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1993. Bradley had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2013 - July 8, 2026
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
May 17, 2013 - July 8, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
June 26, 2007 - July 27, 2009
WELLS FARGO INVESTMENTS, LLC
June 26, 2007 - July 27, 2009
WELLS FARGO INVESTMENTS, LLC
April 2, 1999 - June 8, 2007
PIPER SANDLER & CO.
February 23, 1999 - March 29, 1999
WELLS FARGO SECURITIES INC.
March 10, 1997 - March 24, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 30, 1993 - March 11, 1997
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/7/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 11/1/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
