Nunzio L. Innucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nunzio Louis Innucci JR, who also goes by Nunzio L Innucci Jr, Nunzio Louis Innucci, was a registered financial professional .
Nunzio is a previously registered financial professional and started their career in finance in 1986. Nunzio had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - September 9, 2024
GFI SECURITIES LLC
April 8, 2008 - October 6, 2011
BGC FINANCIAL, L.P.
July 19, 2000 - April 3, 2008
FIRST BROKERS SECURITIES LLC
August 20, 1998 - July 11, 2000
TULLETT PREBON FINANCIAL SERVICES LLC
October 23, 1997 - September 3, 1998
CHAPDELAINE CORPORATE SECURITIES & CO
June 2, 1994 - July 7, 1994
DABNEY/RESNICK/IMPERIAL, LLC
June 2, 1994 - October 16, 1997
MCFADDEN, FARRELL & SMITH, L.P.
June 18, 1993 - November 4, 1993
APEX CLEARING CORPORATION
January 11, 1993 - March 18, 1993
MARSH, BLOCK & CO. INC.
November 18, 1986 - February 12, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
