WC
William G. Chatfield
SPC FINANCIAL
ROCKVILLE, MD 20852
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CRD#: 1411174
WC
Professional summary
William Gregory Chatfield, CFP® is a registered financial advisor currently at SPC FINANCIAL INC located in Rockville, Maryland.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Buckeystown United Methodist Church Address: 3440 Buckeystown Pike, Buckeystown, MD, 21717, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Chair - oversee and be responsible for the church's financial direction and stability. Prepare annual budget, carryout annual audit, complete finance committee report for charge conference, participate on the stewardship & endowment committee. (2) Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive & hold property in the Trust, manage trust assets, distribute trust income as directed by trust document.
CRS (Client Relationship Summary) - RIA
Click below to view William Gregory Chatfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 8, 1991 - Present
SPC FINANCIAL INC
Office #1: 3202 Tower Oaks Blvd. #400, Rockville, MD 20852RIA
CRD#: 104618
ROCKVILLE, MD
Past
October 22, 1985 - October 1, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SPC FINANCIAL INC
SPC FINANCIAL INC
CRD#: 104618 / SEC#: 801-14191
RIA
Registered Investment Advisory firm - (11/30/1978 Approved)Maryland
Registered Investment Advisory firm - (12/12/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(3/8/1991)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SF
SPC FINANCIAL INC
SPC FINANCIAL INC
CRD#: 104618 / SEC#: 801-14191
RIA
Registered Investment Advisory firm - (11/30/1978 Approved)Maryland
Registered Investment Advisory firm - (12/12/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3202 Tower Oaks Blvd Suite 400, Rockville, MD 20852-4219
Mailing Address
Phone number
(301) 770-6800
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,180 |
| AUM (Assets Under Management) | $ 1,392,088,059 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 03/25/2025 | ||
| 10/01/2024 | ||
| 07/30/2024 | ||
| 04/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
