Colin E. Negrych
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Edward Negrych was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1985. Colin had worked at 6 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - February 9, 2012
BARCLAY INVESTMENTS LLC
September 24, 1997 - June 18, 2009
BARCLAY INVESTMENTS LLC
November 10, 1994 - July 8, 1997
CCF INTERNATIONAL FINANCE CORP.
November 13, 1993 - January 5, 1994
BARCLAYS CAPITAL INC.
January 11, 1991 - November 14, 1991
UBS SECURITIES LLC
March 5, 1986 - August 26, 1987
CREDIT SUISSE SECURITIES (USA) LLC
September 24, 1985 - March 6, 1986
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/17/1986
Interest Rate Options ExaminationCurrent Firm
BARCLAY INVESTMENTS LLC
CRD#: 6159 / SEC#: , 8-16935
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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