GT
Gary F. Thomas
TURNER FINANCIAL GROUP
San Rafael, CA 94903
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CRD#: 1411067
GT
Professional summary
Gary Forrest Thomas, CFP® is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in San Rafael, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE SALES; 4040 Civic Center Drive, Suite 200, San Rafael, CA 94903; INSURANCE AGENT; 12 HOURS PER MONTH DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Forrest Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 10, 2023 - Present
TURNER FINANCIAL GROUP, INC.
Office #1: 4040 Civic Center Drive Suite 200, San Rafael, CA 94903RIA
CRD#: 134204
San Rafael, CA
Past
December 2, 2019 - December 12, 2023
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
San Rafael, CA
Past
July 8, 1997 - December 17, 2019
RESOURCE INVESTMENT ARCHITECTS, INC.
RIA
CRD#: 111894
SAN RAFAEL, CA
Past
May 4, 1989 - January 3, 2022
INVESTMENT ARCHITECTS, INC.
BD
CRD#: 17774
SAN RAFAEL, CA
Past
May 24, 1988 - May 24, 1989
U.S. ADVISORS, INC.
BD
CRD#: 10721
Past
December 24, 1987 - June 2, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 25, 1985 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4366 5th Avenue, Pace, FL 32571-1810
Mailing Address
Phone number
(850) 995-1797
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 171,026,487 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TURNER FINANCIAL GROUP, INC.
CRD#: 134204San Rafael, CA 94903TRUST BUT VERIFY
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