Kim M. Andranovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Marie Andranovich, who also goes by Kim Marie Andranorich, Kim Marie Winkelman, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1985. Kim had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2022 - December 31, 2024
VESTWELL ADVISORS LLC
April 10, 2012 - August 24, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 28, 2007 - October 20, 2011
CUSO FINANCIAL SERVICES, L.P.
November 4, 1997 - April 28, 2005
NICHOLAS-APPLEGATE SECURITIES LLC
July 9, 1993 - February 7, 1996
FIRST INTERSTATE INVESTMENTS,INC.
May 13, 1987 - July 15, 1993
LPL FINANCIAL LLC
October 21, 1985 - June 5, 1987
ARM SECURITIES CORPORATION
Primary Firm SEC Registration
VESTWELL ADVISORS LLC
CRD#: 284173 / SEC#: 801-107981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent Firm
VESTWELL ADVISORS LLC
CRD#: 284173 / SEC#: 801-107981
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,946 |
| AUM (Assets Under Management) | $ 427,149,041 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
