David S. Schechner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sydney Schechner was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2025 - January 6, 2026
BOURNE PARTNERS SECURITIES, LLC
September 29, 2021 - January 6, 2025
MTS SECURITIES, LLC
April 1, 2019 - September 27, 2021
CITIZENS JMP SECURITIES, LLC
August 6, 2012 - March 29, 2019
ROBERT W. BAIRD & CO. INCORPORATED
May 6, 2008 - August 14, 2012
CANACCORD GENUITY LLC
September 10, 2001 - May 7, 2008
NEEDHAM & COMPANY, LLC
May 1, 2000 - August 16, 2001
GOLDMAN SACHS & CO. LLC
December 19, 1994 - April 28, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BOURNE PARTNERS SECURITIES, LLC
CRD#: 131107 / SEC#: , 8-66421
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
