Robert A. Saddler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Saddler, who also goes by Bob Saddler, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - February 3, 2023
NEWBRIDGE SECURITIES CORPORATION
June 27, 2003 - February 1, 2016
SUMMIT BROKERAGE SERVICES, INC.
April 29, 2002 - July 11, 2003
RYAN BECK & CO.
January 4, 2002 - May 13, 2002
GRUNTAL & CO., L.L.C.
January 2, 2001 - December 20, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 18, 1994 - January 2, 2001
JWGENESIS SECURITIES, INC.
July 7, 1993 - October 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 9, 1991 - June 29, 1993
CHATFIELD DEAN & CO., INC.
July 25, 1989 - March 25, 1991
H.J. MEYERS & CO., INC.
December 2, 1988 - July 24, 1989
HUBERMAN SECURITIES CORP.
September 24, 1985 - January 2, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
