Peter L. Dibiagio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Louis Dibiagio, who also goes by Peter Louis Dibiagio, Peter Dibiagio, Peter Louis Dibiaio, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 18 firms and has passed the Series 63, SIE, Series 57, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2018 - February 25, 2021
T3 TRADING GROUP, LLC
October 26, 2017 - February 27, 2018
T3 TRADING GROUP, LLC
May 19, 2014 - March 3, 2015
DAVID LERNER ASSOCIATES, INC.
February 1, 2012 - April 30, 2013
WTS PROPRIETARY TRADING GROUP LLC
June 7, 2011 - December 23, 2011
DIMENSION TRADING GROUP, LLC
September 21, 2006 - November 4, 2008
MADISON PROPRIETARY TRADING GROUP, LLC
February 24, 2006 - September 22, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
February 23, 2004 - December 31, 2004
FTN EQUITY CAPITAL MARKETS CORP.
December 6, 2002 - February 24, 2004
ELECTRONIC TRADING GROUP, LLC
March 1, 2002 - April 16, 2002
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
April 22, 1998 - April 30, 2001
ABN AMRO INCORPORATED
January 17, 1995 - April 24, 1998
LAZARD FRERES & CO. LLC
August 19, 1992 - January 13, 1995
KIDDER, PEABODY & CO. INCORPORATED
October 8, 1991 - September 2, 1992
UBS FINANCIAL SERVICES INC.
May 9, 1991 - September 17, 1991
BRENNER SECURITIES CORPORATION
May 25, 1990 - April 5, 1991
CRESVALE INTERNATIONAL, INC.
August 7, 1989 - February 27, 1990
WEEDEN & CO.L.P.
May 14, 1988 - August 7, 1989
LEHMAN BROTHERS INC.
November 19, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
