Kevin D. Kidwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Duane Kidwell was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1985. Kevin had worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1989 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
March 30, 1989 - April 19, 2023
ONEAMERICA SECURITIES, INC.
August 4, 1987 - March 23, 1989
1717 CAPITAL MANAGEMENT COMPANY
December 13, 1985 - August 10, 1987
NEW ENGLAND SECURITIES
September 24, 1985 - November 27, 1985
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AMERICAN UNITED LIFE INSURANCE COMPANY
CRD#: 1075 / SEC#: 801-8074, 8-13671
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.