Nelida Vazquezrowland
Professional summary
Nelida Vazquezrowland was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nelida is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Nelida had worked at 5 firms, which includes FIRST MIDWEST SECURITIES INC., CIBC WORLD MARKETS CORP., J.P. MORGAN SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, BLINDER ROBINSON & CO. INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 1994 - August 29, 1997
FIRST MIDWEST SECURITIES, INC.
October 17, 1990 - January 28, 1994
CIBC WORLD MARKETS CORP.
July 18, 1989 - October 11, 1990
J.P. MORGAN SECURITIES LLC
June 1, 1988 - July 8, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1985 - June 27, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST MIDWEST SECURITIES, INC.
CRD#: 21786 / SEC#: 801-67749, 8-38139
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
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