Daniel J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Murphy, who also goes by Dan Murphy, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2007 - August 14, 2015
LAMON & STERN, INC.
January 10, 2003 - April 17, 2006
EMPOWER FINANCIAL SERVICES, INC.
November 9, 2001 - November 15, 2002
EMPOWER FINANCIAL SERVICES, INC.
April 28, 1999 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
January 3, 1997 - January 21, 1999
ONE ORCHARD EQUITIES, INC.
December 13, 1985 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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