Earl E. Vanlandingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl Edward Vanlandingham III, CFP®, who also goes by Earl E Vanlandingham III, Earl Edward Vanlandingham, Earl Vanlandingham, Ed Vanlandingham III, Ed Vanlandingham, Eddie Vanlandingham Iii, Edward Earl Vanlandingham, Earl Edward Vanlandingham Iii Iii, was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1985. Earl had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
January 30, 2012 - July 21, 2025
MORGAN STANLEY
January 20, 2012 - July 21, 2025
MORGAN STANLEY
March 8, 2006 - January 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - January 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2004 - March 8, 2006
ADVEST, INC.
March 26, 2004 - March 8, 2006
ADVEST, INC.
April 15, 1998 - April 14, 2004
ROBERT W. BAIRD & CO. INCORPORATED
April 15, 1998 - April 14, 2004
ROBERT W. BAIRD & CO. INCORPORATED
November 8, 1995 - May 6, 1998
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
October 26, 1993 - December 31, 1995
AMERICAN INVESTMENT SERVICES, INC.
November 27, 1990 - November 2, 1993
CHATFIELD DEAN & CO., INC.
September 24, 1985 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
