Hedy L. Haynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hedy Leigh Haynes was a registered financial professional .
Hedy is a previously registered financial professional and started their career in finance in 1993. Hedy had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - January 11, 2021
BRIGHTHOUSE SECURITIES, LLC
February 5, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
February 5, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
February 5, 2014 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
June 23, 2011 - September 13, 2012
VANGUARD MARKETING CORPORATION
August 12, 2010 - March 16, 2011
G.F. INVESTMENT SERVICES, LLC
April 25, 2003 - December 1, 2009
MORGAN KEEGAN & COMPANY, LLC
June 15, 2002 - May 5, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 20, 1993 - June 15, 2002
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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