Robert G. Mcgroarty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gerard Mcgroarty was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2017 - January 6, 2020
SYNERGY CAPITAL I, LLC
December 21, 2015 - November 25, 2016
BRIDGE 1 ADVISORS, LLC
March 26, 2009 - December 18, 2015
BRIDGE 1 ADVISORS, LLC
September 24, 2008 - December 18, 2015
BRIDGE 1 ADVISORS, LLC
June 17, 2004 - August 24, 2007
SEARLE & CO.
June 30, 2000 - July 31, 2002
CROSSMARK DISTRIBUTORS, INC.
September 1, 1994 - March 19, 1999
EATON PARTNERS, LLC
April 20, 1988 - May 23, 1994
NATWEST MARKETS SECURITIES INC.
February 4, 1986 - May 11, 1988
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNERGY CAPITAL I, LLC
CRD#: 47965 / SEC#: , 8-51971
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
