Lenore A. Kopko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenore Ann Kopko, who also goes by Lenore Ann Petteruti, was a registered financial professional .
Lenore is a previously registered financial professional and started their career in finance in 1989. Lenore had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2023 - January 15, 2024
LEDGER CAPITAL MARKETS, LLC
July 31, 2020 - March 29, 2023
UMERGENCE LLC
October 22, 2019 - July 24, 2020
GROWTH CAPITAL SERVICES, INC.
June 13, 2019 - September 30, 2019
MONITOR CAPITAL LLC
April 30, 1991 - August 12, 1991
INTESA SANPAOLO IMI SECURITIES CORP.
February 7, 1990 - April 30, 1991
MABON, NUGENT & CO.
May 23, 1989 - February 27, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/22/2019
General Securities Representative ExaminationCurrent Firm
LEDGER CAPITAL MARKETS, LLC
CRD#: 289140 / SEC#: , 8-69983
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
