Nathan J. Minucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan James Minucci, who also goes by Nat Minucci, Nathan J Minucci, Nathan Minucci, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1986. Nathan had worked at 11 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - August 30, 2013
FCC INVESTMENTS, INC.
January 10, 2008 - November 12, 2015
STONEX FINANCIAL INC.
July 21, 2004 - January 7, 2008
LOUIS CAPITAL MARKETS, LLC
January 1, 1999 - July 20, 2004
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
July 6, 1993 - January 1, 1999
CREDIT AGRICOLE SECURITIES INC.
February 28, 1991 - September 30, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
February 28, 1991 - September 30, 1992
FUNDAMENTAL BROKERS
December 14, 1988 - June 13, 1990
DAHLKE & CO., INC.
July 25, 1987 - February 28, 1991
FUNDAMENTAL BROKERS
April 20, 1987 - August 2, 1990
FUNDAMENTAL BROKERS INTERNATIONAL INC.
April 3, 1986 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
FCC INVESTMENTS, INC.
CRD#: 10373 / SEC#: , 8-24323
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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