John D. Baldwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dan Baldwin was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2001 - November 11, 2009
PORTFOLIO MANAGEMENT & RESEARCH, INC.
June 21, 1999 - May 15, 2013
TRADE-PMR INC.
October 13, 1987 - November 21, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PORTFOLIO MANAGEMENT & RESEARCH, INC.
CRD#: 141667 / SEC#:
Contact information
Red Flags
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