Robert I. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ira Levine, who also goes by Robbie Levine, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 14 firms and has passed the Series 63, Series 7, Series 25 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2011 - January 8, 2013
E&J SECURITIES CORP.
February 18, 2010 - October 20, 2011
FAGENSON & CO., INC.
February 18, 2010 - November 14, 2011
BEACONS STRATEGIC CAPITAL, INC.
February 23, 2009 - April 1, 2009
HALCYON CABOT PARTNERS, LTD.
February 17, 2009 - February 22, 2010
KABRIK TRADING LLC
August 25, 2008 - February 23, 2009
PARIS SECURITIES CORPORATION
February 15, 2007 - August 27, 2008
ABN AMRO CLEARING USA LLC
August 1, 2005 - August 27, 2008
HALCYON CABOT PARTNERS, LTD.
January 3, 2005 - August 9, 2005
TD PRIME SERVICES LLC
August 11, 2004 - September 23, 2004
TD PRIME SERVICES LLC
September 29, 2003 - January 3, 2005
LEK SECURITIES CORPORATION
August 21, 2003 - October 1, 2003
LABRANCHE FINANCIAL SERVICES, LLC
August 15, 2003 - August 2, 2005
LL PARTNERS, INC.
November 16, 2001 - September 8, 2003
ADVANCED EQUITIES SERVICES CORP.
October 1, 2000 - December 3, 2001
QUINTIN GROUP,LTD.
November 8, 1994 - July 14, 1995
TRIAD SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 11/10/1999
NYSE Trading Assistant ExaminationSeries 12
Date: 10/1/2000
NYSE Branch Manager ExaminationCurrent Firm
E&J SECURITIES CORP.
CRD#: 37452 / SEC#: , 8-47773
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
