RB
Robb W. Baldwin
TRADE-PMR
CLEARWATER, FL 33762
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CRD#: 1409477
RB
Professional summary
Robb Waller Baldwin is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.
Robb is registered as a RR (Registered Representative) and started their career in finance in 1985. Robb has worked at 3 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 6, Series 53, Series 4, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Robb W. Baldwin owns/controls Trade-PMR Group, Inc.; RWB Limited LLC.; Portfolio & Research Management, Inc. (PM&R). PM&R, 2511 NW 41st Street, Gainesville, FL 32606. President and CEO of Investment Adviser. Since 1996. Will devote approx 5 hours per month, Approx 2 hours per trading week. RWB Limited owns/controls RWB Holdings, LLC. TRADE-PMR GROUP, Inc. - Owner, Started 2011. PRESIDENT, SECRETARY. 2511 NW 41ST STREET, GAINESVILLE, FL 32606. Less than 5 hours per month, 1 HOURS PER WEEK DURING TRADING HOURS. Trade-PMR Group, Inc. owns Trade-PMR, Inc., Robb Baldwin is President. Trade-PMR, Inc., is a SEC registered introducing broker/dealer. Approximately 30 hours per week, 10 hours during trading. Trade-PMR Group, Inc., owns TRADEPMR INSURANCE AGENCY LLC, 2511 NW 41ST STREET, GAINESVILLE, FL 32606. Robb Baldwin is Managing Member of THE AGENCY. APPROVED IN FL 09/2013. APPROX 10 hours per month, 2 HOURS PER WEEK DURING TRADING HOURS. Trade-PMR Group, Inc., owns Advisor Evolution Sciences, LLC. Robb Baldwin Managing Member. AES provides coaching and mentorship services to RIAs. 5 hours per month. 1 during trading hours Trade-PMR Group, Inc., owns Fargo Institutional, Inc. Robb Baldwin is President. Fargo Institutional is a non-active company. The name is being preserved. RWB Limited, LLC., Robb Baldwin Managing Member. Approximately 5 hours per month. Not during trading hours. Company owns and operates both commercial and residential property, including storage units. RWB Limited, LLC., also owns RWB Holdings, LLC. RWB Holdings leases equipment to Trade-PMR, Inc.
CRS (Client Relationship Summary) - BD
Click below to view Robb Waller Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 1999 - Present
TRADE-PMR INC.
Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762BD
CRD#: 46350
CLEARWATER, FL
Past
July 15, 1996 - March 4, 2025
PORTFOLIO MANAGEMENT & RESEARCH, INC.
RIA
CRD#: 141667
GAINESVILLE, FL
Past
December 9, 1985 - September 18, 1996
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/22/1999)
RR
Indiana(9/15/2000)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/22/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRADE-PMR INC.
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
13945 Evergreen Avenue, Clearwater, FL 33762
Mailing Address
P.o. Box 358230, Gainesville, FL 32635-8230
Phone number
(352) 332-8723
Established
Florida since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
TRADE-PMR INC.
CRD#: 46350Clearwater, FL 33762TRUST BUT VERIFY
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