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DS

Donald J. Sabol

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CRD#: 1409460
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Joseph Sabol JR, who also goes by Don Sabol, Donald Joseph Sabol, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 5 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Don Sabol | Donald Joseph Sabol

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 14, 1989 - March 20, 1990

CAPITAL FIRST SECURITIES, INC.

BD
CRD#: 16429
Past

May 12, 1989 - August 22, 1989

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

May 25, 1988 - February 8, 1989

ALLIED CAPITAL GROUP, INC.

BD
CRD#: 13146
Past

November 24, 1987 - April 20, 1988

GRAYSTONE NASH, INC.

BD
CRD#: 10635
Past

May 22, 1986 - August 19, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/31/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


CF
CAPITAL FIRST SECURITIES, INC.
CAPITAL FIRST SECURITIES, INC. | FORUM FIRST SECURITIES, INC.

CRD#: 16429 / SEC#: , 8-33948

BD
Expelled by FINRA on 03/16/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 04/08/1985
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL FIRST SECURITIES, INC.

CRD#: 16429

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