Donal J. Orr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donal James Orr was a registered financial professional .
Donal is a previously registered financial professional and started their career in finance in 1985. Donal had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2012 - December 31, 2023
M2O PRIVATE FUND ADVISORS LLC
November 24, 2009 - April 25, 2012
JEFFERIES LLC
February 26, 2004 - November 13, 2009
MALLORY CAPITAL GROUP, LLC
August 22, 2001 - August 8, 2003
UBS SECURITIES LLC
November 3, 2000 - April 18, 2001
CREDIT SUISSE SECURITIES (USA) LLC
November 19, 1985 - April 18, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/5/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
M2O PRIVATE FUND ADVISORS LLC
CRD#: 158741 / SEC#: , 8-68917
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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