Jeffrey G. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Gerard Lane was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 10 firms and has passed the Series 63, Series 65, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2009 - September 19, 2017
REED FINANCIAL
March 20, 2009 - November 19, 2010
ALLIED BEACON PARTNERS, INC.
March 16, 2009 - November 19, 2010
ALLIED BEACON PARTNERS, INC.
April 12, 2006 - March 12, 2009
LPL FINANCIAL LLC
August 30, 2005 - March 12, 2009
LPL FINANCIAL LLC
April 4, 2005 - August 30, 2005
DUNWOODY BROKERAGE SERVICES, INC.
August 1, 2002 - November 17, 2004
ALLIED BEACON PARTNERS, INC.
November 19, 1996 - December 4, 2001
HORIZON CAPITAL, INC.
January 24, 1996 - October 9, 1996
IMS SECURITIES, INC.
March 23, 1994 - February 9, 1996
NORTHEAST SECURITIES, LLC
March 16, 1990 - May 12, 1994
VOYA FINANCIAL ADVISORS, INC.
August 18, 1988 - March 5, 1990
TOWER SQUARE SECURITIES, INC.
November 25, 1985 - August 31, 1988
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/26/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
REED FINANCIAL
CRD#: 141561 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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