JL
James E. Latiolais
LIFESTYLE ASSET MANAGEMENT
Friendswood, TX 77546
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CRD#: 1409028
JL
Professional summary
James Edward Latiolais is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jim Latiolais is a licensed insurance agent, Sole Proprietor since January 1982. He is an independent insurance agent that sells and services for health and life insurance. From time to time, he will offer clients advice or products for this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Jim Latiolais always acts in the best interest of the client, including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through Jim Latiolais in his capacity as a licensed insurance agent. Jim Latiolais spends about 5-10 hours per month on this activity receiving approximately $5,000.00 compensation annually. 2. Jim Latiolais, Sole Proprietor uses the d/b/a of Latiolais Services since July 2020. This d/b/a was established to pay all appropriate payroll taxes, federal and state income taxes for advisory business. Jim Latiolais receives no commission for this activity and spends 1 hour per month on this activity. 3. Millennium Brokerage Group ; Agent; Investment related: Yes; 100 Winners Circle Brentwood Tennessee 37027 USA; Life insurance ; Duties: Creating insurance illustrations and writing life insurance ; 2022-11-18; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Latiolais's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2022 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546RIA
CRD#: 157450
Friendswood, TX
Past
August 14, 2020 - August 15, 2022
INVICTA FINANCIAL GROUP
RIA
CRD#: 288008
Houston, TX
Past
January 5, 2017 - July 2, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HOUSTON, TX
Past
January 4, 2017 - July 2, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
HOUSTON, TX
Past
January 25, 2013 - January 3, 2017
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
HOUSTON, TX
Past
February 27, 2009 - January 3, 2017
FSC SECURITIES CORPORATION
BD
CRD#: 7461
HOUSTON, TX
Past
January 6, 2000 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
HOUSTON, TX
Past
September 5, 1996 - December 31, 1999
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
June 2, 1995 - September 5, 1996
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 28, 1990 - June 2, 1995
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
February 7, 1986 - December 31, 1990
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
211 West Edgewood Suite 300, Friendswood, TX 77546
Mailing Address
Phone number
(281) 612-2035
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 399,218,297 |
Red Flags
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Company Information
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450Friendswood, TX 77546TRUST BUT VERIFY
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