JS

Judith A. Stevenson

JOHN HANCOCK INVESTMENT MANAGEMENT
Deerfield Beach, FL
Some features on this profile are disabled
CRD#: 1408907
JS

Professional summary


Judith Ann Stevenson, who also goes by Judith Ann Arizini, Judy Arizini, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Deerfield Beach, Florida and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.

Judith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Judith has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Judith Ann Arizini | Judy Arizini

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Judith Ann Stevenson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2018 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
Deerfield Beach, FL
Current

May 3, 2010 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Office #1: 197 Clarendon Street, Boston, MA 02116
BD
CRD#: 28262
Boston, MA
Past

August 25, 2017 - November 8, 2018

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

August 10, 2010 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BOSTON, MA
Past

August 10, 2010 - December 31, 2016

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

May 8, 2007 - May 4, 2010

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
DEERFIELD BEACH, FL
Past

April 26, 2007 - May 4, 2010

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

December 20, 2005 - April 4, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

December 1, 2005 - April 4, 2007

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

February 1, 2005 - December 21, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
FORT LAUDERDALE, FL
Past

October 8, 1996 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 9, 1994 - December 31, 1994

MFS FINANCIAL SERVICES, INC.

BD
CRD#: 18309
BOSTON, MA
Past

June 9, 1994 - February 5, 1996

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA
Past

February 28, 1991 - May 13, 1994

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

May 30, 1989 - February 27, 1991

TRANSAMERICA FUND DISTRIBUTORS, INC.

BD
CRD#: 3554
HOUSTON, TX
Past

June 21, 1986 - June 1, 1989

CONTINENTAL EQUITIES CORPORATION OF AMERICA

BD
CRD#: 16383
Past

November 4, 1985 - May 15, 1986

COLONIAL INVESTMENT SERVICES, INC.

BD
CRD#: 167

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA
Registered Investment Advisory firm - (12/12/1971 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/3/2010)
IAR
Florida
(9/6/2019)
RR
Massachusetts
(3/27/2018)
IAR
Massachusetts
(11/8/2018)
RR
Puerto Rico
(5/3/2010)
RR
Virgin Islands
(3/28/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA
Registered Investment Advisory firm - (12/12/1971 Approved)
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Contact information


Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts35,239
AUM (Assets Under Management)$ 202,193,176,436

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOHN HANCOCK INVESTMENT MANAGEMENT LLC

CRD#: 105790Deerfield Beach, FL

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