Judith A. Stevenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Ann Stevenson, who also goes by Judith Ann Arizini, Judy Arizini, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1985. Judith had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - July 3, 2026
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 25, 2017 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
August 10, 2010 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 10, 2010 - December 31, 2016
MANULIFE INVESTMENT MANAGEMENT (US) LLC
May 3, 2010 - July 3, 2026
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
May 8, 2007 - May 4, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 26, 2007 - May 4, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 20, 2005 - April 4, 2007
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - April 4, 2007
FRANKLIN DISTRIBUTORS, LLC
February 1, 2005 - December 21, 2005
CITIGROUP GLOBAL MARKETS INC.
October 8, 1996 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
June 9, 1994 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
June 9, 1994 - February 5, 1996
MFS FUND DISTRIBUTORS, INC.
February 28, 1991 - May 13, 1994
STEPHENS
May 30, 1989 - February 27, 1991
TRANSAMERICA FUND DISTRIBUTORS, INC.
June 21, 1986 - June 1, 1989
CONTINENTAL EQUITIES CORPORATION OF AMERICA
November 4, 1985 - May 15, 1986
COLONIAL INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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