Michael John Matson
Professional Summary
Michael John Matson is a registered financial advisor currently at MATSON FINANCIAL ADVISORS, INC. located in Danbury, Connecticut and CETERA WEALTH SERVICES, LLC located in Danbury, Connecticut. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
MATSON FINANCIAL ADVISORS, INC.
Contact Information
Main Address
4 Mountain View Terrace Suite 104, Danbury, CT 06810-4116Phone Number
(203) 743-0131# of Employees
9SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
822AUM (Assets Under Management)
$518,854,653Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MATSON FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
(9/3/2013)
(2/1/2016)
(9/3/2013)
(9/3/2013)
(3/4/2014)
(4/5/1994)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/13/2020)
(6/14/2023)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(8/19/2020)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(4/8/2021)
(9/3/2013)
(4/19/2022)
(9/3/2013)
(8/12/2024)
(9/3/2013)
(9/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 1987About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Matson's CRS (Customer Relationship Summary).
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