Marcus Y. Norona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Yee Norona, who also goes by Marcus Aureluis Yee Norona, was a registered financial advisor .
Marcus is a previously registered financial advisor and started their career in finance in 1985. Marcus had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2011 - June 17, 2015
PREMIER SECURITIES OF AMERICA, INC.
January 16, 2004 - December 31, 2008
PREMIER SECURITIES OF AMERICA, INC.
March 25, 2003 - January 29, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
March 24, 2003 - January 29, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
March 14, 2002 - January 31, 2003
VOYA FINANCIAL ADVISORS, INC.
July 3, 1995 - January 31, 2003
VOYA FINANCIAL ADVISORS, INC.
October 7, 1985 - August 14, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREMIER SECURITIES OF AMERICA, INC.
CRD#: 127022 / SEC#: , 8-65943
Contact information
Red Flags
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