RK
Robert J. Kosty
LIFEMARK SECURITIES
Hernando, FL
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CRD#: 1408742
RK
Professional summary
Robert John Kosty is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Hernando, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Robert Kosty/ Independent Insurance Agent/Investment related/1275 W. Skyview Crossing Dr.Hernando, FL 34442/ Insurance product sales/8 hours per month/Analysis, sales and ongoing review. 2.KAIROS Prison Ministry International INC./Not investment related/100 Debary Plantation Boulevard DeBary, FL 32713/Brings the word of Jesus Christ to men who are incarcerated./7/2024/Donor Coordinator/Financial Secretary Member of KAIROS Sumter Correctional Institution Advisory Council Chapter. Work with the Treasurer to ensure that all donations received are properly deposited. Send IRS acknowledgement Letters to donors. Prepare Annual Budget for Chapter Approval and submission to the State Kairos Financial Secretary.
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Kosty's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert John Kosty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Hernando, FL
Current
October 28, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: One Blue Hill Plaza #1509-75, Pearl River, NY 10965RIA
BD
CRD#: 16204
Pearl River, NY
Past
July 3, 2013 - October 29, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
HERNANDO, FL
Past
July 1, 2013 - October 29, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
May 8, 2009 - June 25, 2013
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
GREENSBURG, PA
Past
April 23, 2009 - June 25, 2013
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
DANVERS, MA
Past
January 12, 2006 - March 13, 2009
OSAIC FS, INC.
RIA
CRD#: 3870
DANVERS, MA
Past
January 3, 2006 - March 13, 2009
OSAIC FS, INC.
BD
CRD#: 3870
DANVERS, MA
Past
January 12, 2005 - January 5, 2006
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
DANVERS, MA
Past
June 19, 2002 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
DANVERS, MA
Past
October 20, 2000 - January 5, 2006
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/28/2018)
IAR
Florida(11/6/2018)
RR
Massachusetts(10/28/2018)
RR
Texas(10/28/2018)
IAR
Texas(10/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/5/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
