Walter Dobrowolski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Dobrowolski, who also goes by Walt Dobrowolski, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2005 - December 31, 2022
FREEDOM ADVISORY SERVICES, LLC
July 31, 1997 - April 25, 2005
USALLIANZ SECURITIES, INC.
May 24, 1996 - June 17, 1997
CETERA ADVISORS LLC
January 7, 1994 - December 31, 1994
SENTRA SECURITIES CORPORATION
December 2, 1992 - September 10, 1993
MARINER FINANCIAL SERVICES, INC.
June 16, 1992 - December 10, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 25, 1991 - December 31, 1991
CONSOLIDATED INVESTMENT SERVICES, INC.
November 27, 1985 - January 21, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM ADVISORY SERVICES, LLC
CRD#: 136354 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 103 |
| AUM (Assets Under Management) | $ 1,512,001 |
Red Flags
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