Tad M. Weiss

MODUS ADVISORS

Excelsior, MN 55331

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CRD#: 1408726

Professional summary

Tad Michael Weiss, CFP® is a registered financial advisor currently at MODUS ADVISORS, LLC located in Excelsior, Minnesota.

Tad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Tad has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6, Series 24 and Series 53 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/1/2007 - REAL ESTATE RENTAL - TETON VILLAGE, WYOMING 83025. 1 HR/MONTH. 2. 25 Meters; Not Investment-related; 7400 Rolling Acres Road, Excelsior, MN 55331; Producing and Publishing a book; Author; Start 1/1/2022; 10 hrs/month; 1 during trading hours; Writing a non-fiction book that details daughter's accident in 2014 and her subsequent recovery.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tad Michael Weiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

March 1, 2018 - Present

MODUS ADVISORS, LLC

Office #1: 23505 Smithtown Road, #290, Excelsior, MN 55331

RIA

CRD#: 291204

Excelsior, MN

Past

September 8, 2009 - April 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

EXCELSIOR, MN

Past

March 31, 2000 - April 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

EXCELSIOR, MN

Past

October 28, 1994 - April 26, 2000

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

October 28, 1994 - April 26, 2000

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

January 6, 1993 - October 31, 1994

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 23, 1991 - December 31, 1992

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

September 21, 1988 - December 31, 1992

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

September 17, 1985 - September 21, 1988

CONSOLIDATED RESOURCES, INC.

CRD#: 13747

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/1/2018)

IAR

Texas
(3/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/23/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/12/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/21/1994

Municipal Securities Principal Examination

Current Firm

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

23505 Smithtown Road Suite 290, Excelsior, MN 55331

Mailing Address

Phone number

(952) 946-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - MODUS ADVISORS (10/23/2025)

Regulatory assets under management

Total Number of Accounts	1,417
AUM (Assets Under Management)	$ 513,987,454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Tad M. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tad Michael Weiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

CONSOLIDATED RESOURCES, INC.

Primary Firm SEC Registration

MODUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2008

Series 63

Date: 9/6/1985

SIE

Date: 4/9/2018

Series 31

Date: 9/23/2004

Series 7

Date: 2/21/1987

Series 22

Date: 9/12/1985

Series 6

Date: 9/5/1985

Series 24

Date: 10/20/1998

Series 53

Date: 3/21/1994

Current Firm

MODUS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODUS ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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