Jonathan H. Webb
Professional summary
Jonathan Hudson Webb was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Jonathan had worked at 9 firms, which includes LOOP CAPITAL MARKETS LLC, KROLL SECURITIES LLC, CIBC WORLD MARKETS CORP., HUDSON KNIGHT SECURITIES INC., MADISON SECURITIES INC., WALTON JOHNSON & COMPANY, LEHMAN BROTHERS INC., MORGAN STANLEY DW INC., ASHTON & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - October 2, 2019
LOOP CAPITAL MARKETS LLC
February 21, 2007 - February 28, 2007
KROLL SECURITIES LLC
February 5, 1998 - November 9, 2000
CIBC WORLD MARKETS CORP.
August 8, 1995 - February 5, 1998
HUDSON KNIGHT SECURITIES, INC.
January 24, 1995 - July 14, 1995
MADISON SECURITIES, INC.
May 4, 1994 - January 11, 1995
WALTON JOHNSON & COMPANY
September 4, 1991 - March 25, 1994
LEHMAN BROTHERS INC.
October 2, 1989 - August 23, 1991
CIBC WORLD MARKETS CORP.
July 12, 1988 - September 23, 1989
MORGAN STANLEY DW INC.
February 8, 1988 - June 3, 1988
ASHTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
