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JW

Jonathan Hudson Webb

CRD# 1408674·Registered 1988 - 2019
Barred: Jonathan Hudson Webb was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jonathan Hudson Webb was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1988 - 2019. Jonathan had worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
September 24, 2018 - October 2, 2019
KROLL SECURITIES LLC·CRD# 36927
BD
Chicago, IL
February 21, 2007 - February 28, 2007
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
February 5, 1998 - November 9, 2000
HUDSON KNIGHT SECURITIES, INC.·CRD# 31222
BD
August 8, 1995 - February 5, 1998
MADISON SECURITIES, INC.·CRD# 32176
BD
Chicago, IL
January 24, 1995 - July 14, 1995
WALTON JOHNSON & COMPANY·CRD# 26448
BD
Dallas, TX
May 4, 1994 - January 11, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 4, 1991 - March 25, 1994
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
October 2, 1989 - August 23, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 12, 1988 - September 23, 1989
ASHTON & CO.·CRD# 609
BD
February 8, 1988 - June 3, 1988

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2018About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1997About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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