David Terpoilli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Terpoilli was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1995 - February 20, 1996
THE INVESTMENT CENTER, INC.
April 25, 1995 - August 15, 1995
A. G. EDWARDS & SONS, INC.
September 13, 1994 - April 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 5, 1993 - August 25, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 1993 - April 29, 1993
WS GRIFFITH SECURITIES, INC.
July 1, 1992 - March 15, 1993
VP DISTRIBUTORS LLC
May 7, 1987 - June 12, 1992
PRUDENTIAL EQUITY GROUP, LLC
November 15, 1985 - May 13, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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