JM

James I. Mahaney

MAVERICUS RETIREMENT SERVICES
GEORGETOWN, SC
Some features on this profile are disabled
CRD#: 1408340
JM

Professional summary


James Ignatius Mahaney, who also goes by James I Mahaney, Jim Mahaney, James Ignatius Mahoney, is a registered financial advisor currently at MAVERICUS RETIREMENT SERVICES LLC located in Georgetown, South Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 3 firms and has passed the Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


James I Mahaney | Jim Mahaney | James Ignatius Mahoney

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view James Ignatius Mahaney's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 22, 2022 - Present

MAVERICUS RETIREMENT SERVICES LLC

RIA
CRD#: 321951
GEORGETOWN, SC
Past

January 2, 1989 - August 27, 1997

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

April 4, 1986 - August 27, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(9/22/2022)
IAR
New York
(6/30/2023)
IAR
South Carolina
(5/5/2023)

Exams


General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MR
MAVERICUS RETIREMENT SERVICES LLC
MAVERICUS RETIREMENT SERVICES | MAVERICUS RETIREMENT SERVICES LLC

CRD#: 321951 / SEC#:

New Jersey
Registered Investment Advisory firm - (9/16/2022 Approved)
New York
Registered Investment Advisory firm - (6/30/2023 Approved)
South Carolina
Registered Investment Advisory firm - (5/5/2023 Approved)
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Contact information


Main Address
Georgetown, SC
Mailing Address
Phone number
(843) 833-7283
Established
Firm type
Fiscal year end
# of Employees
1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAVERICUS RETIREMENT SERVICES LLC

CRD#: 321951Georgetown, SC

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