Jay B. Einbender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Bennett Einbender was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1985. Jay had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2010 - November 12, 2012
BENJAMIN & JEROLD BROKERAGE I, LLC
January 27, 2003 - October 14, 2008
TERRANOVA CAPITAL EQUITIES, INC
June 3, 1999 - January 25, 2001
OFFROAD SECURITIES, INC.
May 11, 1995 - March 4, 1996
FIRST SOUTHWEST COMPANY, LLC
February 17, 1993 - May 5, 1995
ALEX. BROWN & SONS INCORPORATED
January 7, 1992 - February 19, 1993
MMAR GROUP, INC.
March 16, 1990 - March 6, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 24, 1985 - March 22, 1990
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
