Frank D. Brown
Professional summary
Frank Donaldson Brown III, who also goes by Frank D Brown III, Frank D Brown, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Frank has worked at 6 firms and has passed the Series 63, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Donaldson Brown III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree Street Ne 31st Floor, Atlanta, GA 30308July 27, 2001 - October 26, 2005
TRUIST SECURITIES, INC.
October 6, 2000 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
November 30, 1999 - July 26, 2000
PRUDENTIAL EQUITY GROUP, LLC
May 30, 1997 - April 19, 1999
STERNE, AGEE & LEACH, INC.
September 30, 1985 - November 7, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/20/2016)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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