Ralf D. Keysser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralf Donald Keysser, who also goes by Don Keysser, was a registered financial professional .
Ralf is a previously registered financial professional and started their career in finance in 1993. Ralf had worked at 6 firms and has passed the Series 63, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2013 - February 10, 2014
KINGFISHER SECURITIES, LLC
October 24, 2006 - November 30, 2012
ALLISON-WILLIAMS COMPANY
June 14, 2006 - October 5, 2006
THE HOGAN COMPANY
February 18, 2005 - June 8, 2006
THE HOGAN COMPANY
December 17, 2002 - December 15, 2004
AMUNI FINANCIAL, INC.
February 11, 1998 - December 21, 2000
SECURITIES RESOLUTION CORPORATION
February 3, 1993 - February 24, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/31/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
KINGFISHER SECURITIES, LLC
CRD#: 103771 / SEC#: , 8-52271
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
