Steven R. Swicegood
Professional summary
Steven Roy Swicegood, CFP®, who also goes by Steve Swicegood, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Amarillo, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Steven has worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Roy Swicegood's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
September 15, 2022 - Present
CX INSTITUTIONAL, LLC
Office #1: 2201 Civic Circle, Suite 925, Amarillo, TX 79109January 10, 2012 - December 31, 2022
CONSCIOUS MONEY SOLUTIONS, LLC
February 27, 2003 - April 23, 2012
FIRST WESTERN SECURITIES, INC.
January 2, 2003 - March 1, 2012
FIRST WESTERN SECURITIES, INC.
September 12, 1997 - December 31, 2002
FFP ADVISORY SERVICES INC
July 9, 1997 - December 31, 2002
FFP SECURITIES, INC.
October 28, 1985 - July 11, 1997
SECURITIES MANAGEMENT & RESEARCH, INC.
Primary Firm SEC Registration
CX INSTITUTIONAL, LLC
CRD#: 292627 / SEC#: 801-112742
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2022)
Exams
Current Firm
CX INSTITUTIONAL, LLC
CRD#: 292627 / SEC#: 801-112742
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,284 |
| AUM (Assets Under Management) | $ 4,121,239,331 |
Red Flags
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