Benjamin C. Duster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Cecil Duster IV was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1985. Benjamin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2004 - June 29, 2015
WATERMARK ADVISORS, LLC
April 1, 1999 - August 30, 2001
WACHOVIA SECURITIES, INC.
February 3, 1999 - April 1, 1999
WACHOVIA CAPITAL MARKETS, INC.
April 20, 1994 - May 22, 1997
SALOMON BROTHERS INC.
September 24, 1985 - June 11, 1993
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
WATERMARK ADVISORS, LLC
CRD#: 127819 / SEC#: , 8-66048
Contact information
Documents
Red Flags
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