Dirk D. Rabenold

RABENOLD ADVISORS

WILLIAMSVILLE, NY 14221

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CRD#: 1407291

Professional summary

Dirk David Rabenold, CFP®, who also goes by Dirk David Raenold, is a registered financial advisor currently at RABENOLD ADVISORS, INC. located in Williamsville, New York and LPL FINANCIAL LLC located in Williamsville, New York.

Dirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Dirk has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.

Aliases

Dirk David Raenold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

February 24, 2026 - Present

RABENOLD ADVISORS, INC.

Office #1: 5930 Main Street Suite 400, Williamsville, NY 14221

CRD#: 283882

WILLIAMSVILLE, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 5930 Main Street Suite 400, Williamsville, NY 14221

RIA

CRD#: 6413

WILLIAMSVILLE, NY

Past

July 10, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

AMHER, NY

Past

May 24, 2022 - December 31, 2025

RABENOLD ADVISORS, INC.

RIA

CRD#: 283882

WILLIAMSVILLE, NY

Past

April 19, 2011 - July 10, 2025

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WILLIAMSVILLE, NY

Past

August 20, 2007 - July 10, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

WILLIAMSVILLE, NY

Past

August 23, 2005 - August 27, 2007

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

WILLIAMSVILLE, NY

Past

April 22, 2002 - August 27, 2007

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

WILLIAMSVILLE, NY

Past

January 27, 1995 - May 16, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - February 9, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 3, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 23, 1986 - July 18, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 23, 1985 - September 19, 1986

AMERICAN HERITAGE SECURITIES CORPORATION

CRD#: 16130

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/10/2025)

California
(7/10/2025)

Colorado
(7/10/2025)

Delaware
(1/22/2026)

District of Columbia
(7/10/2025)

Florida
(7/11/2025)

Georgia
(7/10/2025)

Hawaii
(7/10/2025)

Illinois
(7/10/2025)

Indiana
(7/10/2025)

Kentucky
(7/10/2025)

Maryland
(7/10/2025)

Massachusetts
(11/14/2025)

Michigan
(7/10/2025)

Minnesota
(7/10/2025)

Mississippi
(7/10/2025)

Missouri
(7/10/2025)

Nevada
(7/10/2025)

New Jersey
(7/10/2025)

New Mexico
(7/10/2025)

New York
(7/10/2025)

IAR

New York
(2/24/2026)

North Carolina
(7/10/2025)

Ohio
(7/10/2025)

Oregon
(7/10/2025)

Pennsylvania
(7/10/2025)

South Carolina
(7/10/2025)

Tennessee
(7/10/2025)

Texas
(7/10/2025)

Utah
(7/10/2025)

Virginia
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/3/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/30/2021

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/25/2020

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/6/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RABENOLD ADVISORS, INC.

RABENOLD ADVISORS, INC. | RABENOLD BUCKLEY ADVISORS, INC.

CRD#: 283882 / SEC#: 801-135399

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Contact information

Main Address

5930 Main Street Suite 400, Williamsville, NY 14221

Mailing Address

Phone number

(716) 568-8790

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 32,339,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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IAR

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Advisor Monitoring

Firm Stability Insights

Dirk D. Rabenold

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RABENOLD ADVISORS, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

AMERICAN HERITAGE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/1992

Series 63

Date: 11/11/1985

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/3/1991

Series 7

Date: 10/19/1985

Series 53

Date: 3/30/2021

Series 4

Date: 8/25/2020

Series 24

Date: 9/6/2011

FINRA

Current Firm

RABENOLD ADVISORS, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RABENOLD ADVISORS, INC.

TRUST BUT VERIFY

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