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William Henry Hermanns Jr

CRD# 1407270·Registered 1986 - 1988
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Henry Hermanns JR, who also goes by Bill Hermanns Jr, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1986 - 1988. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Hermanns Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MARSHALL DAVIS, INC.·CRD# 16278
BD
December 19, 1987 - August 12, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
June 4, 1987 - November 30, 1987
HAMILTON, GRANT & COMPANY, INC.·CRD# 15348
BD
August 25, 1986 - May 8, 1987
NORBAY SECURITIES INC.·CRD# 5431
BD
May 21, 1986 - August 26, 1986
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
February 19, 1986 - May 23, 1986

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Current Firm

MD
MARSHALL DAVIS, INC.

MARSHALL DAVIS, INC. | NORTH AMERICAN VENDING CORPORATION

CRD#: 16278 / SEC#: 8-33619
BD
Expelled by FINRA on 05/30/1991

Contact Information

Established

Nevada since 12/18/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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