Curtis L. Lyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Lee Lyman JR, who also goes by Curtis Lee Lyman, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1985. Curtis had worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2017 - July 8, 2025
ALPHA BETA GAMMA WEALTH MANAGEMENT
September 16, 2009 - June 29, 2017
HIGHTOWER ADVISORS, LLC
August 26, 2009 - November 23, 2015
HIGHTOWER SECURITIES, LLC
August 21, 2007 - July 10, 2009
ALPHA WEALTH MANAGEMENT
November 4, 2005 - December 3, 2007
USF ADVISORS, LLC
November 4, 2005 - December 3, 2007
USF SECURITIES, L.P.
October 26, 2004 - November 8, 2005
LEHMAN BROTHERS INC.
March 22, 2002 - November 8, 2005
LEHMAN BROTHERS INC.
September 25, 1985 - March 5, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA BETA GAMMA WEALTH MANAGEMENT
CRD#: 286579 / SEC#: 801-110035
Contact information
Regulatory assets under management
| Total Number of Accounts | 318 |
| AUM (Assets Under Management) | $ 267,040,009 |
Red Flags
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